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AI Governance Programme Quarterly Review: 10 Health Check KPIs

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By NHI Mgmt Group, edited by Lalit Choda Updated 13 November 2026 10 min read
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An AI governance programme can pass its launch review or certification audit and still lose track of the AI systems in use within a year, because new use cases, suppliers and model changes arrive faster than the register is updated. This health check is a recurring audit for an AI management system: ten KPIs with formulas, data source types and thresholds, a cadence with named approvers, a findings log and a remediation map. It is run quarterly by the AI governance lead, re-performed yearly by internal audit, and reported to the risk committee or board. The operating model, policies, risk tiers and oversight design are set out in the AI Governance Guide; this page measures whether they are working and does not repeat them.

What this health check covers

It is also different from the ISO 42001 Readiness Checklist, which prepares an organisation for a one-time certification audit clause by clause. This page is the recurring health check that keeps the system in shape between audits, and it works whether you follow ISO/IEC 42001, the NIST AI RMF or both. If you are looking for AI governance KPIs, AI risk management metrics or an AI governance audit checklist with targets, start here.

Key takeaways

  • The register is the denominator: nine of the ten KPIs depend on the AI system inventory, so measure its completeness against discovery first and treat a weak inventory as a red finding in itself.
  • Coverage means current, not ever done: a risk classification or impact assessment counts only if it post-dates the system's last material change.
  • Suppliers are in scope: most AI in use arrives inside third-party products, so the share of third-party AI assessed is a core KPI, not an annex.
  • Exceptions and incidents show the truth: the age of policy exceptions and how incidents are logged and closed reveal whether governance is followed in practice.
  • Thresholds are recommendations: the values below are NHI Mgmt Group starting points; record your own risk appetite and the reason for any change.

How to use this template

Copy the metrics table and the findings log into your own tracker, then run this AI Governance Programme Health Check at the cadence set out below. Collect each figure from the data sources described, score it against the green, amber and red thresholds, and record every amber or red result as a finding with an owner and a due date. Keep each completed review so you can compare results quarter on quarter: the trend matters as much as any single score.

Cadence and sign-off

ReviewFrequencyOwnerApproverEvidence kept
Inventory reconciliation (G1)MonthlyAI governance officeAI governance leadDiscovery exports, register snapshot, reconciliation sheet
Full KPI run (G1 to G10)QuarterlyAI governance leadAccountable executive (chair of the AI risk or review committee)KPI workbook, findings log, committee minutes
Third-party AI review (G5)Quarterly, and at contract renewalProcurement and third-party riskAI governance leadSupplier assessments, contract clauses, exceptions
Board or risk committee report (G10)At least half-yearlyAI governance leadBoard or delegated committeeReport pack, minutes showing discussion and decisions
Independent re-performanceYearlyInternal auditAudit committeeRe-performed samples, variance notes

Metrics

"AI system" follows the definition in your AI policy and includes AI inside purchased products and AI agents. "High-risk" means the top tiers of your own risk tiering scheme. NHI Mgmt Group recommended thresholds; adjust to your risk appetite.

IDMetricFormula (numerator / denominator)Data source typeGreenAmberRed
G1AI system inventory completenessAI systems found by discovery that were already in the register / AI systems found by discoveryAI register; procurement and expense records; SaaS and OAuth grant inventories; network or AI gateway logs; code and model repositories≥ 95%85% to below 95%< 85%
G2Risk classification coverageRegistered AI systems with a risk tier assigned after their last material change / registered AI systemsAI register; change records≥ 98%90% to below 98%< 90%
G3Impact assessment coverageHigh-risk AI systems with an approved impact assessment less than 12 months old and post-dating the last material change / high-risk AI systemsImpact assessment records; AI register100%90% to below 100%< 90%
G4Model and system card coverageProduction AI systems with a current model or system card (purpose, data, limitations, evaluation results, owner) / production AI systemsDocumentation repository; AI register≥ 95%; 100% for high-risk80% to below 95%< 80%, or any high-risk system without one
G5Third-party AI assessedThird-party AI products and services with a completed AI-specific supplier assessment / third-party AI products and services in the registerThird-party risk records; procurement contracts≥ 95%80% to below 95%< 80%
G6AI incident log healthAI incidents and near misses closed within the target time / AI incidents and near misses closed in the period; plus count logged per quarter (trend)Incident management records tagged as AIAll within target; log in useOne overdueTwo or more overdue, or zero logged across a large estate
G7Monitoring coverageProduction AI systems with a defined post-deployment monitoring plan and evidence of a review in the last quarter / production AI systemsMonitoring dashboards and alert records; monitoring plan register≥ 95%; 100% for high-risk80% to below 95%< 80%
G8AI literacy training completionIn-scope staff who completed role-appropriate AI training in the last 12 months / in-scope staff (users, builders, approvers)Learning management system records; HR role data≥ 95%80% to below 95%< 80%
G9Policy exception ageOpen AI policy exceptions past their expiry date / open AI policy exceptionsException register0%Any past expiry under 30 daysAny past expiry 30 days or more, or exceptions with no expiry
G10Board reporting cadenceBoard or committee AI governance reports delivered on schedule in the last 12 months / reports scheduledBoard and committee minutes100%, with decisions minutedOne lateMissed, or reported without minuted discussion

Notes on the formulas

  • G1 is measured against discovery, not self-declaration: asking teams to declare AI use yields the register you already have. Use spend, OAuth grants, gateway logs and repositories. The Shadow AI Discovery Guide lists sources.
  • "Material change" needs a definition: new model or model version, new data source, new user group, new tool access or new purpose. Write it into the policy once so G2 and G3 are comparable between quarters.
  • G6 low counts are a warning: a large AI estate with no logged incidents or near misses usually means people do not know what to report. NIST AI RMF MANAGE 4.3 expects incidents and errors to be communicated, tracked and responded to.
  • G7 counts evidence of review: a dashboard nobody looks at is not monitoring. Accept a dated review note, alert triage record or monitoring meeting minute.
  • G8 is role-based: builders, approvers and general users need different content. NIST AI RMF GOVERN 2.2 calls for AI risk management training for personnel and partners; organisations in scope of the EU AI Act should also read the EU AI Act AI Literacy Obligations (Article 4) Guide.

How to collect the data

  1. Snapshot the AI register: system ID, owner, risk tier and date assigned, last material change date, links to impact assessment, model or system card and monitoring plan, supplier reference.
  2. Run discovery: procurement and expense lines with AI products, SaaS admin and OAuth grant inventories, network and AI gateway logs of model API calls, code and model repositories, and cloud AI service inventories. Reconcile with the register for G1.
  3. Join change and assessment records: compare each system's last material change date with the date of its risk classification and impact assessment for G2 and G3.
  4. Check the documentation store: for G4, confirm each card exists, names an owner and was updated after the last change.
  5. Pull supplier and incident records: third-party risk assessments for G5; incident tickets tagged as AI, including near misses, for G6.
  6. Collect monitoring evidence: the monitoring plan register and a dated review artefact per system for G7.
  7. Pull training, exception and governance records: learning records joined to HR roles for G8, the exception register for G9, and committee minutes for G10.
  8. Sample and verify: trace five random systems end to end through every KPI. A KPI that cannot be traced is reported amber at best.

Red flags that need action now

  • A high-risk AI system in production with no impact assessment, or one that predates a model or purpose change (G3).
  • AI systems found processing personal or regulated data that are not in the register (G1).
  • Third-party AI handling sensitive data without an AI-specific supplier assessment or contract terms on data use (G5).
  • No AI incidents or near misses logged in a year across a large estate (G6).
  • Production high-risk systems with no monitoring plan or no reviewed alerts (G7).
  • Policy exceptions with no expiry date, or expired exceptions still in use (G9).
  • The board or committee has not received an AI governance report in the last six months (G10).
  • Systems whose owner has left the organisation and no successor is named.

Findings log

Finding IDFindingMetricSeverityOwnerDue dateStatus
HC-AIG-01[Number] AI systems found via OAuth grants and spend not in the registerG1[High / Medium / Low][Role][Date][Open / In progress / Closed / Risk accepted]
HC-AIG-02[Number] high-risk systems with impact assessments older than their last changeG3[Severity][Role][Date][Status]
HC-AIG-03[Number] third-party AI services without AI supplier assessmentG5[Severity][Role][Date][Status]
HC-AIG-04[Number] expired policy exceptions still in useG9[Severity][Role][Date][Status]
HC-AIG-05[Finding][Metric][Severity][Role][Date][Status]

Group systems with a shared root cause into one finding. Risk accepted findings carry an expiry date and the approver's name, and are re-opened at the next quarterly run.

Remediation map

Finding typeMetricsWhere the fix is explained
Incomplete inventoryG1AI Register and AI Inventory Template; Shadow AI Discovery Guide
Missing or stale risk tiersG2AI Use Case Risk Tiering Guide; AI Risk Assessment Guide
Missing impact assessmentsG3AI Impact Assessment Template
Missing model or system cardsG4Model Card and System Card Template
Unassessed suppliersG5Third-Party AI Risk Guide; AI Vendor Security Questionnaire Template
Incident handling gapsG6AI Incident Management and Escalation
Monitoring gapsG7AI Governance Guide (monitoring, incidents and decommissioning)
Training gapsG8AI Literacy Training Plan Template
Exception and reporting failuresG9, G10AI Ethics Board and AI Review Committee Guide; Board Cyber Risk Reporting Guide

References

Framework anchors for the metrics: NIST AI RMF GOVERN 1.5 (ongoing monitoring and periodic review), GOVERN 1.6 (AI system inventory), GOVERN 2.2 (training), GOVERN 6.1 (third-party AI risk), MAP 1.1 (intended purpose and context), MEASURE 2.4 (production monitoring), MANAGE 4.1 (post-deployment monitoring plans) and MANAGE 4.3 (incident communication); NIST SP 800-53 PM-5 (System Inventory), PM-6 (Measures of Performance), RA-3 (Risk Assessment), SR-6 (Supplier Assessments and Reviews) and CA-7 (Continuous Monitoring); NIST CSF 2.0 GV.OV, GV.SC, ID.AM and PR.AT.

Related NHI Mgmt Group resources: AI Governance Guide, NIST AI RMF Guide, AI Register and AI Inventory Template, Third-Party AI Risk Guide.

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NHIMG Editorial Note
Researched and written by the NHI Mgmt Group editorial team using AI tools, under the editorial direction of Lalit Choda. Facts are drawn from the sources listed on this page and checked by our automated quality process. Last updated 13 November 2026. Spotted an error? Use our contact page.
NHI Mgmt Group, the independent authority on Non-Human Identity, IAM and Agentic AI security. nhimg.org