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NIST SP 800-92 Log Management Guide: Planning, Collecting and Retaining Security Logs

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By Lalit Choda, NHI Mgmt Group Updated 24 October 2026 12 min read
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Organisations collect more logs than ever, yet investigations still stall because the right events were never generated, were kept too briefly or cannot be trusted. NIST SP 800-92 is the long-standing US reference for planning security log management: what to log, how to move and store it, how long to keep it and who is responsible. The 2006 guide remains the final version, and a substantially rewritten Rev. 1 draft, published in 2023 as a planning playbook, is still marked as an initial public draft on the NIST site as of October 2026. This guide explains both versions, how they relate to current federal logging policy (OMB M-26-14, which rescinded M-21-31 in May 2026), and how to turn them into a log management plan you can evidence. It is written for security operations, platform and identity teams, and for the managers who must justify logging budgets.

Key takeaways

  • Two documents, one final. SP 800-92 (September 2006) is final; SP 800-92 Rev. 1 Cybersecurity Log Management Planning Guide (October 2023) is an initial public draft and should be cited as a draft.
  • Rev. 1 is a planning playbook, not a configuration guide. Its four plays are update inventories (INV), define the target state (TS), document gaps and root causes (GRC), and develop a plan to mitigate the gaps (PMG).
  • NIST does not set retention periods. Retention comes from your own requirements; for US federal agencies, M-26-14 now sets at least 6 months searchable and 1 year retrievable.
  • Identity events are the highest-value logs. Authentication, privilege changes and token use by people and non-human identities are what most investigations depend on.
  • Logs are an attack target. Protect integrity, synchronise time and alert on logging being disabled or cleared (ATT&CK T1685.001 and T1685.005).

What it is and who it applies to

NIST SP 800-92 Guide to Computer Security Log Management, by Karen Kent and Murugiah Souppaya, was finalised on 13 September 2006. Its CSRC page records no revision or withdrawal. In October 2023 NIST released SP 800-92 Rev. 1 as an initial public draft, by Karen Scarfone and Murugiah Souppaya, retitled Cybersecurity Log Management Planning Guide; comments closed on 29 November 2023. When this guide was checked (24 October 2026) the document history still listed only that draft, so treat Rev. 1 as direction of travel and check CSRC for a final version before quoting it as a requirement.

Both are voluntary guidance. They apply in practice wherever an organisation uses NIST as its baseline, including federal systems assessed against SP 800-53 Rev. 5 audit (AU) controls and contractors working to SP 800-171. US federal logging policy now sits in OMB M-26-14 Ensuring Effective and Efficient Agency Logging and Network Visibility to Defend Against Evolving Cyber Threats (22 May 2026), which states that M-21-31 is rescinded with immediate effect. M-26-14 does not reference SP 800-92.

DocumentStatusFocusUse it for
SP 800-92 (2006)FinalLog management infrastructure, functions, policy and operational processesArchitecture concepts, function vocabulary, syslog security, roles
SP 800-92 Rev. 1 (2023)Initial public draftPlanning playbook across the log lifecycle, including cloudStructuring a log management improvement plan
OMB M-26-14 (2026)In force for US federal agenciesLogging plans, retention, maturity levels 0 to 4, CISA logging reference architectureFederal deadlines and retention minimums
Joint event logging best practices (ASD ACSC with CISA, FBI, NSA, NCSC-UK and others)GuidanceBaseline event logging and threat detectionPrioritising log sources and detection

Structure and key requirements

SP 800-92 (2006): architecture and functions

The 2006 guide describes a three-tier log management infrastructure: log generation (hosts that produce logs), log analysis and storage (one or more log servers receiving data in real time, near real time or in batches) and log monitoring (consoles for review and reporting). Its executive summary makes four recommendations: establish log management policies and procedures, prioritise log management across the organisation, build and maintain a secure log management infrastructure sized for peak volumes, and give staff with log management duties adequate training, tools and support.

Function groupFunctions named in SP 800-92Modern equivalent
GeneralParsing, event filtering, event aggregationCollector or pipeline parsing, drop rules, deduplication
StorageRotation, archival, compression, reduction, conversion, normalisation, file integrity checkingHot, warm and cold tiers, schema mapping, hashing or immutable storage
AnalysisEvent correlation, log viewing, log reportingSIEM correlation rules, search, dashboards
DisposalLog clearingLifecycle deletion at the end of retention

The 2006 guide also flags that original syslog was not designed for security: UDP transport is unreliable, there is typically no access control, and there is no encryption or integrity protection. Today that maps to RFC 5424, which obsoletes the BSD format in RFC 3164, uses an RFC 3339-derived timestamp and requires implementations to support TLS transport (RFC 5425), which it recommends for deployments.

SP 800-92 Rev. 1 draft: the four plays

PlaySub-playsOutput
INV: Update Logging-Related InventoriesINV-1 log source types; INV-2 logging infrastructure; INV-3 logging use cases; INV-4 requirements; INV-5 work rolesCurrent-state inventories
TS: Define Target StateTS-1 forecast future changes; TS-2 log generation; TS-3 log storage and transfer; TS-4 log access; TS-5 log disposalTarget state per lifecycle stage
GRC: Document Gaps and Their Root CausesGRC-1 scope and plan the assessment; GRC-2 conduct the assessment and document findingsGap register with root causes
PMG: Develop a Plan to Mitigate the GapsPMG-1 draft the plan; PMG-2 revise affected policies; PMG-3 address feedbackApproved plan and updated policies

Within the target-state play the draft covers clock synchronisation for all sources (TS-2.8), timestamp formats including time zones (TS-2.9), protecting log generation (TS-2.10), confidentiality, integrity and availability in storage and transfer (TS-3.5), when to move data to cold storage (TS-3.8), legal preservation (TS-4.2), monitoring access to logs (TS-4.4) and safeguarding disposal against unauthorised destruction (TS-5.3). It names source types (networks, software, cloud environments including virtualisation and containers, technology management tools, identity and authorisation technologies, and threat detection tools) and notes that a data lake can replace a single central log server. Appendix B crosswalks the plays to other NIST guidance.

Identity and NHI requirements

Rev. 1 names identity, authentication and authorisation technologies as a log source type in their own right, and M-26-14 lists user identity, privilege changes and access to or deletion of data among the records agencies must collect. For non-human identities this is often where coverage is weakest: service accounts, API keys and OAuth applications authenticate silently, and many SaaS platforms only expose token-level activity in higher licence tiers.

SourceEvents to collectWhy it matters for NHIs
Windows and Active Directory4624 and 4625 logons, 4648 explicit credentials, 4672 special privileges, 4720 account created, 4728 and 4732 group membership added, 4740 lockout, 4768 and 4769 Kerberos tickets, 4719 audit policy changed, 1102 audit log clearedService account logons outside their usual hosts, new privileges, Kerberos service ticket volume. See the Windows Event Log Guide.
Identity providerSign-ins (interactive and non-interactive), token issuance, consent grants, MFA changes, application credential addedNew secrets on applications and unusual token use
Cloud control planesAPI calls with caller identity, role assumption, key creation, logging configuration changesWorkload and access key misuse. See the Cloud Logging and Audit Trail Guide.
Secrets and PKISecret reads, rotations, certificate issuance and revocationWho or what read a credential, and when
SaaS audit logsAdmin actions, API client activity, data export, mail item accessIntegration accounts acting at scale

Microsoft notes that some of these Windows events, including 4624 and 4625, depend on audit policy settings and should be baselined before alerting. Every NHI event is only useful if it can be tied to an owner, so join logs to the identity inventory. See the Service Account Security Guide.

Implementation steps

The order below follows the Rev. 1 plays and adds the testing and rollback steps a live pipeline needs.

  1. Inventory (INV): list log source types, the logging infrastructure (collectors, SIEM, data lake, cold storage, managed services), the use cases logs must support (detection, investigation, troubleshooting, compliance), the legal and contractual requirements, and the work roles responsible.
  2. Set the target state (TS): per source, decide which events are generated, the format and timestamp standard, the transport (TLS syslog or agent), where each event lands, hot and cold retention periods, who may access logs and how disposal happens. Record federal or sector retention minimums here.
  3. Assess gaps (GRC): compare current to target for a sample of systems, including at least one cloud tenant, one SaaS platform and the identity provider. Record root causes such as licence tier, missing audit policy or no owner.
  4. Plan (PMG): prioritise gaps by risk and cost, update the logging policy (see the Logging and Monitoring Policy Template) and get sign-off from system owners.
  5. Pilot changes: enable new audit settings on a pilot group first, measure volume and ingestion cost for a week, and confirm parsing before rolling wider. Keep the previous configuration exported as the rollback.
  6. Protect the pipeline: synchronise all sources to an authoritative time source, send logs off-host quickly, write to storage that source administrators cannot delete, and hash or use immutable buckets for archives.
  7. Monitor the monitor: alert when a source goes silent, when audit policy changes (event 4719) or when a log is cleared (event 1102), and on cloud logging being disabled.
  8. Review annually: repeat TS-1 forecasting for new platforms, acquisitions and cloud migrations, and re-run the gap assessment.

Small and large organisations: a small organisation can often meet the intent with native cloud and identity provider logs routed to one managed SIEM or log service, and a written retention schedule. A large one needs a tiered architecture (a data lake or cold store for volume, a SIEM for detection), a data pipeline to filter and normalise before ingestion to control cost, and named owners per source. See the SIEM Guide and the Log Management and Retention Guide.

Evidence and assessment

  • Policy and plan: an approved log management policy, the inventories and the gap plan (the Rev. 1 outputs).
  • Source coverage report: assets in the inventory against assets actually sending logs. M-26-14 measures inventory visibility, with Level 1 requiring 70% of IT, OT and IoT assets in a central inventory and Level 4 requiring 95%.
  • Retention proof: a search returning events from the oldest required date, and restore tests from cold storage.
  • Integrity controls: configuration showing immutable or separate storage (SP 800-53 AU-9(2)), and access logs for the log platform itself.
  • Time synchronisation: configuration of time sources and a check of drift across a sample.
MetricHow to measureGood sign
Log source coverageSources sending logs divided by sources in scopeRising, with critical systems at 100%
Silent source detection timeTime from a source stopping to an alertHours, not weeks
Ingestion latencyEvent time to searchable timeMinutes for detection sources
Retention complianceSources meeting their retention target100% for regulated data
Identity event coverageIdentity providers, directories and SaaS tenants with authentication and admin logs collectedAll, including non-interactive and service principal sign-ins
Clock driftMaximum offset across sampled sourcesWithin your stated tolerance

Mapping to other frameworks

Log management areaNIST SP 800-53 Rev. 5NIST CSF 2.0Related threat (ATT&CK v20)
What to log and generating recordsAU-2, AU-3, AU-12PR.PS-04
Storage capacity and failure responseAU-4, AU-5PR.PS-04T1685.001 Disable or Modify Windows Event Log
Review, analysis and correlationAU-6, AU-7, SI-4DE.AE-03, DE.CM-01, DE.CM-03, DE.CM-09T1078 Valid Accounts
TimestampsAU-8
Protection of logsAU-9, AU-9(2)PR.PS-04T1685.005 Clear Windows Event Logs
RetentionAU-11

CIS Controls v8.1 covers the same ground in Control 8 (Audit Log Management), and ISO/IEC 27001:2022 Annex A includes logging, monitoring activities and clock synchronisation controls. For the wider control families see the NIST SP 800-53 Guide and the NIST CSF 2.0 Guide.

Common pitfalls

  • Logging what is cheap, not what is needed: firewall and DNS volume fills the SIEM while identity provider, SaaS and cloud audit logs are missing. In the Microsoft Storm-0558 key breach, the US State Department spotted forged-token mail access through an alert on MailItemsAccessed, a log available to it because of its premium licence; organisations without that logging could not see the same activity.
  • Retention set by storage budget: intrusions often start weeks before detection, so short hot retention with no searchable archive leaves investigators blind.
  • Logs deletable by the people they record: administrators and service accounts with rights to clear local logs or disable cloud audit trails, without logs being shipped off-host first.
  • No time discipline: mixed time zones and unsynchronised clocks make correlation across sources unreliable.
  • Silent sources: a collector or agent fails and nobody notices for months.
  • Citing the draft as a requirement: auditors and contracts should reference the final 2006 publication, or name Rev. 1 explicitly as a draft.

Practitioner checklist

  • Record which SP 800-92 version you follow and recheck CSRC for a final Rev. 1 at each annual review.
  • Build the five Rev. 1 inventories: source types, infrastructure, use cases, requirements and work roles.
  • Write a retention schedule per source with hot and cold periods; for US federal systems apply M-26-14 minimums.
  • Collect identity provider, directory, cloud control plane and SaaS audit logs, including non-interactive and service principal sign-ins.
  • Synchronise all sources to an authoritative time source and standardise timestamp formats.
  • Ship logs off-host over TLS to storage that source administrators cannot alter or delete.
  • Alert on silent sources, audit policy changes and log clearing.
  • Test retention and restores at least annually, and report the six metrics above to management.

Standards and references

Related NHI Mgmt Group resources: Log Management and Retention Guide · SIEM Guide · Cloud Logging and Audit Trail Guide · Incident Response Plan Template · Detection Engineering Guide

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NHIMG Editorial Note
Written and reviewed by Lalit Choda, NHI Mgmt Group. Last updated 24 October 2026.
NHI Mgmt Group — the #1 independent authority on Non-Human Identity, IAM, and Agentic AI security. nhimg.org

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