AI is moving into industrial control environments as predictive maintenance models, anomaly detectors, operator assistants and now agents, and every one of them needs data from the plant and, in the worst designs, a path back into it. In OT a wrong answer is not just a bad report: it can mean a wrong setpoint, a missed alarm or an unsafe state. In December 2025 CISA and partner agencies from Australia, Canada, Germany, the Netherlands, New Zealand and the UK, with the FBI and the NSA AI Security Center, published joint principles for the secure integration of AI in OT, and in April 2026 NIST began work on an AI RMF profile for critical infrastructure covering IT, OT and ICS. This guide turns that direction into architecture patterns, identity controls, monitoring and failure modes for asset owners. It is written for OT security engineers, control system engineers and the IT and data teams who bring AI to the plant. For the wider OT programme see the OT Security Guide and the OT Security Maturity Model.
Key takeaways
- Decide the AI's authority first. Advisory AI (it tells a human) and closed-loop AI (it writes to the process) are different risk classes. Most organisations should keep AI advisory and let operators and existing safety systems act.
- Move data out, not commands in. Send OT data outwards through a DMZ or a unidirectional gateway to where models run; do not open inbound paths from cloud or IT-hosted AI into control networks.
- AI components are machine identities. Historian connectors, model service accounts, vendor cloud tokens and agent credentials need the same owner, scope and rotation discipline as any OT service account.
- Safety systems stay independent. AI must never replace or bypass the safety instrumented system, interlocks or manual override.
- Plan for the model being wrong. Drift, poisoned data and adversarial inputs are normal operating risks; define fallbacks, monitoring and how to take the model out of the loop quickly.
Where AI shows up in OT
| Use | Typical data and location | Authority | Main risk |
|---|---|---|---|
| Predictive maintenance | Vibration, temperature, historian data; models in IT, DMZ or cloud | Advisory (work orders) | Operational data leaving site; poisoned or drifting models |
| Process optimisation and advanced control | Process variables; models near Level 2 or 3 | Advisory or closed loop (setpoint recommendations or writes) | Unsafe setpoints; loss of operator understanding |
| Anomaly detection in OT monitoring | Network traffic and process data | Advisory (alerts) | False positives eroding trust; attacker evasion |
| Computer vision for safety and quality | Camera feeds at the edge | Advisory or interlock input | Misclassification, physical adversarial inputs |
| LLM operator and engineering assistants | Manuals, procedures, alarm text, sometimes live data | Advisory | Hallucinated procedures; prompt injection through documents; data disclosure |
| AI agents for engineering or operations tasks | Tool access to historians, ticketing, engineering workstations | Can act | Excessive agency; unattended changes to control logic or configuration |
| Vendor AI features in OT products | Data sent to vendor cloud | Varies | Hidden data flows and remote access paths |
The joint principles organise the problem in four steps: understand AI (its risks in OT, staff education and the secure AI development lifecycle); consider AI use in the OT domain (the business case, OT data security risks, the role of vendors and integration challenges); establish AI governance and assurance frameworks (governance, integration with existing security frameworks, continuous testing and evaluation of models, regulatory compliance); and embed safety and security practices (oversight for safe operation, transparency, and AI in incident response plans).
Architecture patterns
Use the Purdue levels or IEC 62443 zones and conduits you already have; AI does not change the model, it adds new conduits. See the OT Network Segmentation, Purdue Model and IEC 62443 Zones and Conduits Guide.
| Pattern | How it works | When to use | Trade-off |
|---|---|---|---|
| Outbound replication to IT or cloud | Historian replicated through the DMZ, or through a unidirectional gateway, to a model platform; results go to people, not back to controllers | Predictive maintenance, fleet analytics | Data residency and confidentiality of process data; latency |
| Edge or on-site inference | Model runs on a hardened server in the site DMZ or Level 3 zone | Latency-sensitive vision or anomaly detection; sites that must keep data local | Patching and model updates become OT change activities |
| Recommendation with operator acceptance | AI proposes setpoints in the HMI; an operator approves each change | Optimisation pilots | Approval fatigue; needs clear limits shown to the operator |
| Bounded closed loop | AI writes within engineered limits enforced by the control system, with automatic fallback to conventional control | Mature sites, well-understood processes, after long advisory phase | Highest assurance burden; needs process safety review |
- Prefer push from OT over pull from IT: an OT-side component that sends data out needs no inbound firewall rule. A cloud service that polls into the plant does.
- Unidirectional gateways: where consequence is high, hardware-enforced one-way transfer removes the return path entirely. See the Data Diodes and Unidirectional Gateways Guide.
- Write paths are conduits: any route by which AI output reaches a controller, even through an HMI or engineering workstation, must be documented as a conduit with its own security level target.
Where identity fits: AI components as OT machine identities
Each AI deployment adds non-human identities to the OT estate, and these are often created by data or vendor teams outside OT change control.
- Historian and data connectors: read-only service accounts per connector, scoped to the tags needed, never shared with engineering tools. MITRE ATT&CK for ICS lists T0859 Valid Accounts among techniques adversaries use in OT, so every extra account is extra attack surface.
- Model platform credentials: cloud keys or tokens used to push data or pull models should be short-lived, held in a vault and owned by a named team. See the Identity for OT Environments Guide.
- Vendor remote access: AI features that need vendor support often bring remote connections (ATT&CK for ICS T0822 External Remote Services, T0886 Remote Services). Route them through your remote access platform with MFA (ATT&CK mitigation M0932) and session recording. See the OT Third-Party and Integrator Access Guide.
- Agents: an AI agent that can open tickets, query historians or touch engineering workstations needs its own identity, an allow list of tools and read-only rights by default. Any write action should require operator approval. See the Human-in-the-Loop for AI Agents Guide.
- Kill switch: revoking the AI's credentials and closing its conduit should take minutes and be rehearsed. See the AI Agent Kill Switch and Containment Guide.
Safety, assurance and governance
- Business case and consequence: before any AI project, record what the model does, what decisions it informs and the worst credible consequence if it is wrong. Use your existing process hazard analysis and IEC 62443-3-2 risk assessment. See the IEC 62443 Guide.
- Independence of safety layers: safety instrumented functions, interlocks and alarms stay outside the AI's reach. NIST SP 800-53 CP-12 Safe Mode is the relevant control concept: define the state the process falls back to when the AI is removed.
- Operator competence: operators must be able to run the process without the AI and understand what it is recommending and why. The joint principles stress educating personnel on AI risks.
- Testing before and after deployment: test models against historical upsets and edge cases, then monitor in production. The principles call for continuous testing and evaluation of AI models.
- Change control: model retraining or replacement is a change to the control environment and goes through OT management of change, with rollback to the previous model version.
- Vendor transparency: require suppliers to declare AI features, data flows, remote connectivity and model update methods. See the OT Product Procurement Guide.
- Incident response: add AI scenarios (model producing unsafe recommendations, data leak through the AI platform, compromised AI credentials) to OT incident plans, as the principles recommend.
Implementation sequence
- Inventory existing AI, including vendor features already switched on.
- Pilot advisory use on one non-critical unit, with outbound-only data flow.
- Measure model accuracy, false alarm rate and operator acceptance over a defined period.
- Extend to more units only after review; consider operator-approved recommendations next.
- Consider bounded closed loop only with process safety sign-off, engineered limits and tested automatic fallback; roll back by disabling the AI write path and reverting to conventional control.
OT data handling for AI pipelines
The joint principles list managing OT data security risks as part of deciding whether to use AI at all. Process data is often more sensitive than it looks: tag names, alarm limits and historian trends describe how a plant works and where it is fragile.
- Minimise: send only the tags and time ranges a model needs. A predictive maintenance model for pumps does not need the whole historian.
- Classify and locate: record where OT data is stored once it leaves the site (region, provider, retention) and who at the vendor can read it.
- Restrict vendor reuse: contracts should say whether a vendor may use your process data to train shared models.
- Protect the return path: model files and configuration pushed back to edge devices are software updates. Sign them and verify integrity before loading (SP 800-53 SI-7).
- Keep provenance: record which data trained which model version, so a suspected poisoning or bad sensor period can be traced and the model retrained.
Small sites and large operators
- Small sites and single-plant operators: usually consume AI through vendor products. Focus on procurement questions, an outbound-only data path and making sure vendor connectivity goes through your own remote access controls.
- Large or multi-site operators: often build central AI platforms. Standardise one approved data export pattern per site, a central register of AI connectors and credentials, and a common review for any proposal that adds a write path.
- Critical infrastructure under regulation: map AI changes to the sector's existing OT security obligations and keep evidence of the consequence assessment and safety review.
Threats specific to AI in OT
| Threat | Effect in the plant | Reference | Control |
|---|---|---|---|
| Manipulated AI output leading to wrong actions | Operators or control logic act on false recommendations | ATT&CK for ICS T0831 Manipulation of Control, T0832 Manipulation of View | Advisory only; engineered limits; independent safety layers |
| Theft of process data through AI pipelines | Loss of recipes, process know-how, site layouts | ATT&CK for ICS T0882 Theft of Operational Information | Data minimisation, encryption, contractual limits on vendor use |
| Internet-exposed AI or vendor connectors | New entry point to OT | ATT&CK for ICS T0883 Internet Accessible Device | No inbound paths; DMZ brokers; M0930 Network Segmentation, M0937 Filter Network Traffic |
| Poisoned training or historian data | Model learns to ignore real faults | MITRE ATLAS AML.T0020 Training Data Poisoning | Data provenance, validation against physics and known events |
| Adversarial or physical inputs to vision models | Safety camera misses a person or defect | MITRE ATLAS AML.T0015 Evade AI Model | Multiple sensors (ATLAS AML.M0009); vision never the sole safety input |
| Prompt injection into OT assistants | Assistant gives altered procedure or leaks data | OWASP LLM01:2025 Prompt Injection | Curated document sources; no tool write access; human verification. See the Prompt Injection Guide |
| Loss of safety | Unsafe state reached | ATT&CK for ICS T0880 Loss of Safety | SIS independence; CP-12 safe mode |
Detection and measurement
- Conduit monitoring: watch every AI-related conduit in your OT network security monitoring, alerting on any inbound connection or new protocol. See the OT Network Security Monitoring Guide.
- Credential use: alert on AI service accounts used outside their expected hosts, hours or tags, and on any write attempt by a read-only connector.
- Model behaviour: track drift between model predictions and measured outcomes, and sudden changes in recommendation patterns.
- Operator overrides: a rising override rate means the model is losing accuracy or trust.
Metrics:
- Share of AI uses with a documented authority level, consequence assessment and owner (target 100%).
- Number of inbound connections from IT or cloud AI services into OT zones (target zero).
- Share of AI service accounts that are read-only, vaulted and rotated.
- Model accuracy and false alarm rate per unit, reviewed monthly.
- Time to remove the AI from the loop in exercises.
Framework mapping
| Area | Reference |
|---|---|
| AI risk governance | NIST AI RMF 1.0 (GOVERN, MAP, MEASURE, MANAGE); planned NIST AI RMF critical infrastructure profile |
| Segmentation and conduits | NIST SP 800-53 SC-7 Boundary Protection; CSF 2.0 PR.IR-01; ATT&CK for ICS M0930 |
| Remote and vendor access | SP 800-53 AC-17; ATT&CK for ICS M0932, M0801 Access Management |
| Least functionality for AI hosts | SP 800-53 CM-7 |
| Model and software integrity | SP 800-53 SI-7 |
| Supplier AI features | SP 800-53 SR-3; CSF 2.0 GV.SC-05 |
| Safe fallback | SP 800-53 CP-12 Safe Mode |
Common failure patterns
- Cloud analytics that pull from the plant: a vendor platform given an inbound connection or VPN into Level 3 to read the historian, creating a permanent remote path.
- Shared connector accounts: one historian account used by the AI platform, reporting tools and an integrator, so nobody can scope or rotate it.
- Silent move from advisory to control: a pilot that started as recommendations gains a write path "to save operator time" without process safety review.
- Vision used as the only safety input: a camera model treated as a guard when it should supplement physical safeguards.
- Models never retired: a model trained before a plant modification keeps running, giving confident but wrong outputs.
- OT assistants with uncurated sources: an LLM assistant that indexes shared drives and email, so outdated or tampered procedures appear as answers.
Lessons from incidents
No incident in the NHI Mgmt Group breach database has yet been confirmed as an AI system causing or enabling an OT compromise, so none is linked here. The relevant lessons today come from conventional OT incidents: remote access paths and shared or default credentials are the recurring entry points, and every AI integration that adds a connector or vendor link adds to them. The NIST SP 800-82 OT Security Guide covers those baseline controls.
Practitioner checklist
- Inventory every AI use in OT, including vendor features, with owner, authority level and consequence.
- Keep AI advisory by default; require process safety review before any write path.
- Move data outwards through the DMZ or a unidirectional gateway; allow no inbound AI connections.
- Give each AI connector, platform and agent its own scoped, vaulted credential.
- Keep safety instrumented systems and interlocks independent of AI.
- Treat model updates as OT changes with tested rollback.
- Monitor AI conduits, credential use, drift and operator override rates.
- Add AI scenarios to OT incident response and rehearse removing the AI from the loop.
- Require suppliers to declare AI features, data flows and remote connectivity.
Standards and references
- NCSC New Zealand: Principles for the Secure Integration of AI in OT (joint guidance)
- Canadian Centre for Cyber Security: Joint guidance on principles for the secure integration of AI in OT
- NIST: Concept Note, AI RMF Profile on Trustworthy AI in Critical Infrastructure
- NIST: AI Risk Management Framework
- MITRE ATT&CK for ICS: Manipulation of Control
- MITRE ATT&CK for ICS: Theft of Operational Information
- NIST: SP 800-53 Rev. 5
- MITRE ATLAS: Training Data Poisoning
Related NHI Mgmt Group resources: OT Security Maturity Model · Identity for OT Environments Guide · OT Network Security Monitoring Guide · AI Threats and Model Security Guide